Are you compliant?
Now that we are over three years into FCA regulation, how are you finding compliance with the new regime? Why not answer our RAG rated mini questionnaire to assist with assessing your current compliance? All responses will be confidential.
Have you reviewed your financial promotions to ensure compliance with the new FCA Financial Promotion regime?
Have you identified and implemented all the new FCA data reporting requirements?
Have you reviewed the Terms and Conditions of your credit agreement to ensure they remain compliant?
Have you revised your FOS complaints policy to comply with the new rules on complaints handling?
Can you demonstrate that your TCF policy is firmly embedded in your business?
Have you reviewed all your website, documentation and statements to ensure that they comply with the latest rules on customer information including information about alternative dispute resolution procedures and the Online Dispute Resolution Platform (if applicable)?
Do you have written agreements in place in respect of all of your relationships with service providers?
To find out your results, simply enter your email address in the box below.