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FCA bans senior manager at pay-day lender for ‘significant’ instances of non-compliance

For the first time, since taking over control of the consumer credit regime in April 2014, the Financial Conduct Authority has banned a senior manager for a lack of compliance with the regulatory requirements. The FCA last week banned Andrew …

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FCA report – principals and their appointed representatives

The FCA’s Thematic Review of Principals and their Appointed Representatives in the General Insurance sector is relevant to all firms and Appointed Representatives.

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Can P2P lending work with regulated finance products?

With the rise of P2P lending, what are the key regulatory issues faced by those operating in this market?

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David Wood examines how firms not currently subject to the FCA's Senior Managers Regime will be transitioned into it... uk.dwf.law/Legal-Insights…

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FCA & Consumer Credit Regime DWF help you navigate through the changes.