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FCA publishes latest review of sales incentives

TR14/4: Risks to Customers from Financial Incentives, an update, published on 4 March 2014, summarises the FCA’s follow up work into financial incentives in the retail financial services sector.  The report is aimed at all types and sizes of firms …

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Preparing for FCA authorisation

The Financial Conduct Authority (FCA) has issued further advice on the application process which Consumer Credit Licence (CCL) holders will follow when applying for a FCA authorisation. Application Consumer credit firms will be required to complete an application form tailored …

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Lenders: CONC and your Responsibility for agents and third parties

In April 2014, the Financial Conduct Authority (“FCA”), will take over as regulator of the consumer credit industry and the FCA’s consumer credit sourcebook (“CONC”), will be the specialist rule book governing consumer credit related activities.  CONC seeks to mirror …

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FCA & Consumer Credit Regime DWF help you navigate through the changes.