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New rules for credit brokers: PS 14/18

In a press release yesterday, the FCA announced new rules, effective from 2 January 2015, to ban credit brokers from charging fees to customers, and requesting customer’s payment details for that purpose, unless, an explicit notice has been provided to …

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Approved persons – who should you appoint?

As many firms proceed with their authorisation applications, or await their landing slot, they face the difficult question as to whom they should nominate as “Approved Persons”. It is not everyone’s aspiration to be in the firing line for FCA …

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FCA Advice – Privileged?

The Basics Broadly speaking, legal professional privilege protects all confidential communications made during a professional relationship between a lawyer and his client from subsequent disclosure without that client’s consent.  The basis for the doctrine is the public policy that clients …

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FCA & Consumer Credit Regime DWF help you navigate through the changes.