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Archives: October 2015

Blog

Are your t’s and c’s smart?

Two recent publications from the FCA and Information Commissioners’ Office have highlighted the need to make sure that your terms and conditions are up to date and in particular, fair, clear and not misleading. The FCA’s Feedback Statement “Smarter Consumer …

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FCA bans senior manager at pay-day lender for ‘significant’ instances of non-compliance

For the first time, since taking over control of the consumer credit regime in April 2014, the Financial Conduct Authority has banned a senior manager for a lack of compliance with the regulatory requirements. The FCA last week banned Andrew …

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Blog

7 key messages from the recent FCA consumer credit regulation conference

At a recent FLA/FCA consumer credit regulation conference 3 industry leaders shared their insight into how they had embedded TCF into their business culture. There were 7 key messages: Ensuring strong focussed leadership at all management levels is essential. Understand …

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Blog

FCA announces new Whistleblowing Requirements – PS15/24

Introduction The FCA have this week published new rules (Policy Statement 15/24) on whistleblowing designed to handle all types of disclosure and sending out a clear message that employees should be able to make disclosures free from the fear of …

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Blog

FCA statement on PPI

Earlier in the year, the Financial Conduct Authority (FCA) announced that it would be assessing whether there was a need for further intervention in PPI complaints handling generally and in light of the Supreme Court judgment in Plevin v Paragon …

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David Wood examines how firms not currently subject to the FCA's Senior Managers Regime will be transitioned into it... uk.dwf.law/Legal-Insights…

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FCA & Consumer Credit Regime DWF help you navigate through the changes.